CIFCの無料問題集（225題）、CIFC認定試験参考書

IFSE Institute CIFC 問題集

試験コード：CIFC

試験名称：Canadian Investment Funds Course Exam

最近更新時間：2024-12-17

問題と解答：全225問

CIFC 無料でデモをダウンロード：

PDF版 Demo ソフト版 Demo オンライン版 Demo

無料問題集CIFC 資格取得

質問 1：
Daisy is a Dealing Representative registered in the province of Saskatchewan only. Daisy's client, Orville, a resident of Lloydminster, Saskatchewan is a retiree who presently has a $1,000,000 with her dealer, Easy Ride Financial. Orville is now planning to move to Vegreville, Alberta next month. Easy Ride Financial is registered in Alberta and Saskatchewan. Neither Easy Ride Financial nor Daisy have any clients who are resident in Alberta.
Which of the following should Daisy do if she wants to continue to service Orville's account?
A. Register with a different mutual fund dealer that is registered in Alberta so she can keep Orville as a client.
B. Daisy will need to forfeit her registration in Saskatchewan if she wants to be registered in Alberta to keep Orville as a client.
C. Request approval from the Mutual Fund Dealers Association of Canada to be eligible to be a registered Dealing Representative in Alberta
D. Daisy could seek permission from her dealer to request a client mobility exemption with the Alberta Securities Commission.
正解：D
解説: (Topexam メンバーにのみ表示されます)

質問 2：
Which statement CORRECTLY describes index mutual funds and traditional exchange-traded funds (ETFs)?
A. The market price of an ETF must match its net asset value (NAV), whereas there can be discrepancy in the pricing of index funds.
B. Index funds use an active investment management style, whereas ETFs use a passive investment management style.
C. Both types of funds attempt to replicate the return of a specific market index, but their returns may not perfectly match the index.
D. Both types of funds are closed-end investments that are required to hold the same securities as the index at all times.
正解：B
解説: (Topexam メンバーにのみ表示されます)

質問 3：
Which document contains information regarding the Independent Review Committee compensation?
A. Fund Facts
B. Simplified Prospectus
C. Management Reports of Fund Performance
D. Annual Information Form
正解：D
解説: (Topexam メンバーにのみ表示されます)

質問 4：
Your clients, Jessica and Ken, want to buy a house next year. You recommend a money market fund. How do you think a money market fund will help Jessica and Ken reach their goal?
A. Money market funds provide high returns without risking the capital invested.
B. Money market funds are safe investments because their net asset value per unit does not usually fluctuate.
C. Money market funds pay income weekly which can be automatically reinvested.
D. Money market funds provide investors a guaranteed fixed rate of return.
正解：B
解説: (Topexam メンバーにのみ表示されます)

質問 5：
Barend is a Dealing Representative with Planvest Group Inc., a mutual fund dealer and member of the Mutual Fund Dealers Association of Canada (MFDA). Which of the following CORRECTLY describes Barend's obligation for conflicts of interest?
A. Barend must disclose material conflicts of interest that cannot be addressed in the best interest of the client.
B. Barend must identify material conflicts of interest and promptly report the conflicts of interest to clients.
C. Barend must avoid material conflicts of interest that cannot be addressed in the best interest of the client.
D. Barend must identify material conflicts of interest and implement controls on behalf of the firm.
正解：A
解説: (Topexam メンバーにのみ表示されます)

弊社は失敗したら全額で返金することを承諾します

我々は弊社のCIFC問題集に自信を持っていますから、試験に失敗したら返金する承諾をします。我々のIFSE Institute CIFCを利用して君は試験に合格できると信じています。もし試験に失敗したら、我々は君の支払ったお金を君に全額で返して、君の試験の失敗する経済損失を減少します。

弊社のIFSE Institute CIFCを利用すれば試験に合格できます

弊社のIFSE Institute CIFCは専門家たちが長年の経験を通して最新のシラバスに従って研究し出した勉強資料です。弊社はCIFC問題集の質問と答えが間違いないのを保証いたします。

この問題集は過去のデータから分析して作成されて、カバー率が高くて、受験者としてのあなたを助けて時間とお金を節約して試験に合格する通過率を高めます。我々の問題集は的中率が高くて、100％の合格率を保証します。我々の高質量のIFSE Institute CIFCを利用すれば、君は一回で試験に合格できます。

弊社は無料IFSE Institute CIFCサンプルを提供します

お客様は問題集を購入する時、問題集の質量を心配するかもしれませんが、我々はこのことを解決するために、お客様に無料CIFCサンプルを提供いたします。そうすると、お客様は購入する前にサンプルをダウンロードしてやってみることができます。君はこのCIFC問題集は自分に適するかどうか判断して購入を決めることができます。

CIFC試験ツール：あなたの訓練に便利をもたらすために、あなたは自分のペースによって複数のパソコンで設置できます。

一年間の無料更新サービスを提供します

君が弊社のIFSE Institute CIFCをご購入になってから、我々の承諾する一年間の更新サービスが無料で得られています。弊社の専門家たちは毎日更新状態を検査していますから、この一年間、更新されたら、弊社は更新されたIFSE Institute CIFCをお客様のメールアドレスにお送りいたします。だから、お客様はいつもタイムリーに更新の通知を受けることができます。我々は購入した一年間でお客様がずっと最新版のIFSE Institute CIFCを持っていることを保証します。

安全的な支払方式を利用しています

Credit Cardは今まで全世界の一番安全の支払方式です。少数の手続きの費用かかる必要がありますとはいえ、保障があります。お客様の利益を保障するために、弊社のCIFC問題集は全部Credit Cardで支払われることができます。

領収書について：社名入りの領収書が必要な場合、メールで社名に記入していただき送信してください。弊社はPDF版の領収書を提供いたします。

TopExamは君にCIFCの問題集を提供して、あなたの試験への復習にヘルプを提供して、君に難しい専門知識を楽に勉強させます。TopExamは君の試験への合格を期待しています。

IFSE Institute Canadian Investment Funds Course 認定 CIFC 試験問題:

1. Winter is a Dealing Representative with Top Tier Investing, a mutual fund dealer and member of the Mutual Fund Dealers Association of Canada (MFDA). Which of the following statements about Winter's suitability obligation is CORRECT?
Winter is required to make a suitability determination every time:
i) she makes a recommendation to a client
ii) a client's investment returns decline.
iii) she opens a new client account
iv) the markets fluctuate.

A) iii and iv
B) i and ii
C) ii and iii
D) i and iii

2. Derek submits an order to sell 300 units of the Evergreen Canadian Mortgage Fund at 8:00 p.m. EST on Friday, January 6. His proceeds will be based on the net asset value per unit (NAVPU) for which day (assume no holidays)?

A) Monday, January 9
B) Tuesday, January 10
C) Wednesday, January 11
D) Friday, January 6

3. Sarah and Kyle are a married couple. They are both 34 years of age and work as teachers. Their combined annual income is $130,000. They are able to save $800 each month. They own a home worth $340,000 with a
$120,000 mortgage. Since they work for the same employer, they have the same defined benefit pension plan.
Other than a tax-free savings account (TFSA) in Kyle's name with $5,000, they do not have any other assets.
They are avid sailors and want to save towards a purchase of a sailboat. For the type of sailboat they want, they estimate it should cost around $65,000. They want you to recommend an investment for their monthly savings to help them achieve their goal faster.
What question should you ask them next?

A) What is your net worth?
B) How would you feel if you lost part of your money in the short-term?
C) How much do you make individually each year?
D) What is your investment objective for these savings?

4. What information can be found from a simplified prospectus instead of Fund Facts?

A) The investment strategies that are being used or proposed to be used.
B) Investor rights regarding cancelling an order.
C) Costs associated with mutual fund investing.
D) A summary of the top 10 investment holdings.

5. Which of the following statements regarding mutual fund fees is correct?

A) Trading commissions are paid from the management fee.
B) Redemptions are made from units held by investors to pay trailer fees.
C) Trailer fees are only paid to mutual fund dealers when a purchase is made.
D) The mutual fund dealer receives trailer fees based on the value of assets under management.

質問と回答：

質問 # 1
正解： D

質問 # 2
正解： A

質問 # 3
正解： D

質問 # 4
正解： A

質問 # 5
正解： D